Why We Collect and How We Use Information:
We limit the collection and use of Information to the minimum we require in order to deliver superior service to you. Such services include but are not limited to providing investment banking, capital raising and financial valuation services.
How We Gather Information:
We get most Information directly from you, when you use the financial services offered by our firm. We may verify this Information or get additional information about you from consumer reporting agencies or public sources. This Information may relate to your finances, employment, as well as transactions and interactions with our firm or others.
How We Protect Information:
Disclosure of Information:
We may disclose any Information without your consent, to or when we believe it necessary for the conduct of our business, or where law requires disclosure in the following situations: (i) Information may be disclosed for audit or research purposes, to attorneys or other professionals, or to law enforcement and regulatory agencies; or to third party services providers: (a) to enable them to provide business services to our firm; (b) to facilitate the processing of transactions requested by you; (c), to assist us in offering products and services to you; or (d) for financial reporting and accounting purposes.
Except in these situations outlined above, we will not make any disclosures of Information. It is 7 Mile Advisors’ policy to require all third parties that are to receive any Information to sign strict confidentiality agreements.
Pursuant to the books and records regulations promulgated by both the Securities and Exchange Commission and FINRA, we are also informing you that your Information and all related electronic correspondence (including email) are electronically archived.